SEC Form 4 · accession 0001209191-16-138455
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mikuen
Officer — Sr VP-General Counsel & Secy
Period of report
Aug 23, 2016
Accepted (ET)
Aug 24, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00F1 | Aug 23, 2016 | M | 1,500 | $0.00 | A | 41,377 | D | |
| Common Stock, Par Value $1.00F2,F3 | Aug 23, 2016 | F | 630 | $91.34 | D | 40,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 23, 2016 | M | 1,500 | D | — | — | Common Stock, Par Value $1.00 | 1,500 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to one share of the issuer's common stock. The restricted stock units granted on 8/23/13 vested on 8/23/16 and were settled in shares of common stock on 8/23/16. The grant of 1,500 restricted stock units was previously reported.
- F2Shares withheld by company to pay tax liability on vesting of restricted stock units previously awarded.
- F3Aggregate of 40,747.21 shares listed in Column 5 of Table I includes 3,140 restricted shares previously reported.