SEC Form 4 · accession 0001209191-16-136281
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Sheldon J Fox
Officer — SVP, Integration & Engineering
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Aug 8, 2016 | M | 17,700 | $35.04 | A | 62,060 | D | |
| Common Stock, Par Value $1.00F1,F2 | Aug 8, 2016 | S | 17,700 | $88.0189 | D | 44,360 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $35.04 | Aug 8, 2016 | M | 17,700 | D | Aug 28, 2012 | Aug 28, 2019 | Common Stock, Par Value $1.00 | 17,700 | 0 | D |
Explanation of responses
- F1The 17,700 shares were sold at a weighted average sale price of $89.0189. The prices actually received ranged from $88.86 to $89.36. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Aggregate of 44,360.20 shares listed in Column 5 of Table I includes: (a) 6,275 restricted shares previously reported; (b) 99.04 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 9/9/15 through 5/27/16; (c) 826.30 shares acquired through a broker dividend reinvestment plan from 9/24/15 through 6/13/16; and (d) a reduction of 1.88 shares due to rounding of previous reports by the Plan's recordkeeper.