SEC Form 4 · accession 0001209191-16-135441
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mikuen
Officer — Sr VP-General Counsel & Secy
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Aug 2, 2016 | M | 9,400 | $37.69 | A | 49,277 | D | |
| Common Stock, Par Value $1.00F2 | Aug 2, 2016 | S | 9,400 | $88.00 | D | 39,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $37.69 | Aug 2, 2016 | M | 9,400 | D | Aug 26, 2014 | Aug 26, 2021 | Common Stock, Par Value $1.00 | 9,400 | 0 | D |
Explanation of responses
- F1The exercise of an option and sale of the underlying 9,400 shares on August 2, 2016 as reported on this Form 4 were sold pursuant to a sale plan adopted by the reporting person on December 11, 2015, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2Aggregate of 39,877.21 shares listed in Column 5 of Table I includes: (a) 3,140 restricted shares previously reported; (b) 55.55 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 11/17/15 through 5/27/16; (c) 13.36 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 12/4/15 through 6/13/16; and (e) a reduction of 1.45 shares due to rounding of previous reports by the Plan's recordkeeper.