SEC Form 4 · accession 0001209191-16-126843
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana A Mehnert
Officer — SVP, Chief Global Bus Dev Off
Period of report
Jun 8, 2016
Accepted (ET)
Jun 9, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Jun 8, 2016 | M | 6,600 | $42.87 | A | 69,065 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 4,200 | $82.00 | D | 64,865 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 100 | $82.02 | D | 64,765 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 300 | $82.03 | D | 64,465 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 500 | $82.04 | D | 63,965 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 200 | $82.05 | D | 63,765 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 100 | $82.06 | D | 63,665 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 300 | $82.07 | D | 63,365 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 200 | $82.09 | D | 63,165 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 100 | $82.10 | D | 63,065 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 100 | $82.11 | D | 62,965 | D | |
| Common Stock, Par Value $1.00 | Jun 8, 2016 | S | 300 | $82.12 | D | 62,665 | D | |
| Common Stock, Par Value $1.00F1 | Jun 8, 2016 | S | 200 | $82.13 | D | 62,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $42.87 | Jun 8, 2016 | M | 6,600 | D | Aug 27, 2013 | Aug 27, 2020 | Common Stock, Par Value $1.00 | 6,600 | 27,100 | D |
Explanation of responses
- F1Aggregate of 62,464.78 shares listed in Column 5 of Table I includes 87.71 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 9/9/15 through 3/8/16.
- F2The exercise of an option and sale of the underlying 6,600 shares as reported on this Form 4 were sold pursuant to a sale plan adopted by the reporting person on December 10, 2015, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney