SEC Form 4 · accession 0001209191-15-080614
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mikuen
Officer — Sr VP-General Counsel & Secy
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Nov 16, 2015 | M | 8,800 | $37.69 | A | 48,610 | D | |
| Common Stock, Par Value $1.00F2 | Nov 16, 2015 | S | 8,800 | $80.00 | D | 39,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $37.69 | Nov 16, 2015 | M | 8,800 | D | Aug 26, 2014 | Aug 26, 2021 | Common Stock, Par Value $1.00 | 8,800 | 9,400 | D |
Explanation of responses
- F1The exercise of an option and sale of the underlying 8,800 shares on November 16, 2015 as reported on this Form 4 were sold pursuant to a sale plan adopted by the reporting person and effective on August 13, 2015, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2Aggregate of 39,809.75 shares listed in Column 5 of Table I includes: (a) 3,140 restricted shares previously reported; (b) 19.27 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Retirement Plan on 9/9/15; and (c) 4.96 shares acquired through the Harris Corporation Dividend Reinvestment Plan on 9/14/15.