SEC Form 4 · accession 0001209191-15-063287
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Duffy
Officer — SVP-Human Resources
Period of report
Aug 2, 2015
Accepted (ET)
Aug 3, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00F1 | Aug 2, 2015 | M | 1,433 | $0.00 | A | 7,892 | D | |
| Common Stock, Par Value $1.00F2 | Aug 2, 2015 | F | 602 | $82.94 | D | 7,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 2, 2015 | M | 1,433 | D | — | — | Common Stock, Par Value $1.00 | 1,433 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The third and final tranche (1,433 units) of the 4,300 restricted stock units granted on 8/2/12 vested on 8/2/15 and was settled in shares of common stock on 8/2/15. The grant of 4,300 restricted stock units and the vestings of the first and second tranches were previously reported.
- F2Shares withheld by company to pay tax liability on vesting of restricted stock units previously awarded.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney