SEC Form 4 · accession 0001209191-15-053783
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheldon J Fox
Officer — Group Pres. - Govt. Comms. Sys
Period of report
Jun 15, 2015
Accepted (ET)
Jun 16, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Jun 15, 2015 | M | 11,891 | $48.96 | A | 47,127 | D | |
| Common Stock, Par Value $1.00F3 | Jun 15, 2015 | S | 11,891 | $77.80 | D | 35,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $48.96 | Jun 15, 2015 | M | 11,891 | D | Aug 22, 2011 | Aug 22, 2015 | Common Stock, Par Value $1.00 | 11,891 | 0 | D |
Explanation of responses
- F1The exercise of an option and sale of underlying 11,891 shares as reported on this Form 4 were sold pursuant to a sale plan adopted by the reporting person on March 13, 2015, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 for the sale of 11,891 shares is a weighted average sale price of $77.80. These shares were sold in multiple transactions at prices ranging from $77.50 to $78.11. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Aggregate of 35,236.16 shares listed in Column 5 of Table I includes 6,275 restricted shares previously reported.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney