SEC Form 4 · accession 0001209191-15-052754
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana A Mehnert
Officer — Group Pres., RF Communications
Period of report
Jun 11, 2015
Accepted (ET)
Jun 12, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Jun 11, 2015 | M | 48,700 | $35.04 | A | 103,175 | D | |
| Common Stock, Par Value $1.00F3 | Jun 11, 2015 | S | 48,700 | $78.67 | D | 54,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $35.04 | Jun 11, 2015 | M | 48,700 | D | Aug 28, 2012 | Aug 28, 2019 | Common Stock, Par Value $1.00 | 48,700 | 0 | D |
Explanation of responses
- F1The exercise of an option and sale of underlying 48,700 shares as reported on this Form 4 were sold pursuant to a sale plan adopted by the reporting person on May 11, 2015, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 for the sale of 48,700 shares is a weighted average sale price of $78.67. These shares were sold in multiple transactions at prices ranging from $78.53 to $78.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Aggregate of 54,475.45 shares listed in Column 5 of Table I includes 57.75 shares acquired through the Harris Corporation 401(k) Retirement Plan from 11/18/14 through 3/6/15.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney