SEC Form 4 · accession 0001209191-15-049480
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mikuen
Officer — Sr VP-General Counsel & Secy
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00F1 | Jun 1, 2015 | A | 3,140 | $0.00 | A | 31,859 | D | |
| Common Stock, Par Value $1.00F2 | Jun 1, 2015 | F | 1,318 | $79.70 | D | 30,541 | D | |
| Common Stock, Par Value $1.00F3,F4 | Jun 1, 2015 | A | 3,140 | $0.00 | A | 33,681 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of one-time award of common stock. The 3,140 shares vested immediately and are not subject to any restrictions.
- F2Shares withheld by company to pay tax liability on vesting of shares described in footnote (1) above.
- F3Grant of restricted shares pursuant to the Harris Corporation 2005 Equity Incentive Plan. Restricted shares are subject to future vesting; vesting date is 6/1/18.
- F4Aggregate of 33,681.18 shares listed in Column 5 of Table I includes: (a) 55.86 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 9/5/14 through 3/6/15; (b) 13.87 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 9/23/14 through 3/23/15; and (c) a reduction of 2.41 shares due to rounding of previous reports by the Plan's recordkeeper.