SEC Form 4 · accession 0001225208-16-024354

CHUBB CORP · CB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and C.E.O. · Director

Period of report

Jan 14, 2016

Accepted (ET)

Jan 19, 2016 · 4:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000020171

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Shares^F1	Jan 14, 2016	D	264,037	$0.00	D	D
Common Shares^F1	Jan 14, 2016	D	222	$0.00	D	I	By ESOP
Common Shares^F1	Jan 14, 2016	D	80,000	$0.00	D	I	By Family Owned LLC
Common Shares^F1	Jan 14, 2016	D	9,311	$0.00	D	I	By Family Trust 1
Common Shares^F1	Jan 14, 2016	D	9,311	$0.00	D	I	By Family Trust 2
Common Shares^F1	Jan 14, 2016	D	55,735	$0.00	D	I	By GRAT 2014

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
RESTRICTED STOCK UNITS^F2	$0.00	Jan 14, 2016	D	240,517	D	—	—	Common Shares	240,517	D
RESTRICTED STOCK UNITS^F2	$0.00	Jan 14, 2016	D	37,773	D	Mar 1, 2010	—	Common Shares	37,773	D
RESTRICTED STOCK UNITS^F2	$0.00	Jan 14, 2016	D	39,892	D	Mar 2, 2009	—	Common Shares	39,892	D
RESTRICTED STOCK UNITS^F2	$0.00	Jan 14, 2016	D	37,690	D	Mar 12, 2011	—	Common Shares	37,690	D
RESTRICTED STOCK UNITS DEFERRED^F3	$0.00	Jan 14, 2016	D	48,094	D	Mar 3, 2008	—	Common Shares	48,094	D
RESTRICTED STOCK UNITS DEFERRED^F3	$0.00	Jan 14, 2016	D	54,284	D	Apr 27, 2007	—	Common Shares	54,284	D
RESTRICTED STOCK UNITS DEFERRED^F3	$0.00	Jan 14, 2016	D	61,616	D	Dec 2, 2004	—	Common Shares	61,616	D

F1Common stock disposed of pursuant to the Agreement and Plan of Merger, dated as of June 30, 2015, by and among ACE Limited ("ACE"), William Investment Holdings Corporation and The Chubb Corporation ("Merger Agreement"), in exchange for $62.93 per share in cash and 0.6019 shares of ACE stock per share.
F2Pursuant to the Merger Agreement, restricted stock units are assumed by ACE and converted into restricted stock units relating to the number of ACE common shares determined in accordance with the adjustment mechanism set forth in the Merger Agreement. Restricted stock units generally cliff vest on the third anniversary of the grant date. One restricted stock unit is the equivalent of one share of common stock.
F3Pursuant to the Merger Agreement, stock units deferred are assumed by ACE and converted into stock units deferred relating to the number of ACE common shares determined in accordance with the adjustment mechanism set forth in the Merger Agreement. Stock units deferred represent vested shares of stock for which receipt was voluntarily deferred. One stock unit is the equivalent of one share of common stock.