SEC Form 5 · accession 0001209191-15-011856
CHUBB CORP · CB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Cox
Officer — EVP C&S Div. Federal
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 2, 2009 | M | 208 | $39.46 | A | 2,143 | I | By Spouse |
| Common Shares | Mar 2, 2009 | F | 83 | $39.46 | D | 2,143 | I | By Spouse |
| Common SharesF2 | Mar 1, 2010 | M | 198 | $50.865 | A | 2,143 | I | By Spouse |
| Common Shares | Mar 1, 2010 | F | 83 | $50.865 | D | 2,143 | I | By Spouse |
| Common SharesF3 | Mar 12, 2011 | M | 277 | $58.63 | A | 2,143 | I | By Spouse |
| Common Shares | Mar 12, 2011 | F | 110 | $58.63 | D | 2,143 | I | By Spouse |
| Common SharesF4 | Feb 25, 2012 | M | 396 | $68.8275 | A | 2,143 | I | By Spouse |
| Common Shares | Feb 25, 2012 | F | 158 | $68.8275 | D | 2,143 | I | By Spouse |
| Common SharesF5 | Feb 24, 2013 | M | 313 | $84.5125 | A | 2,143 | I | By Spouse |
| Common Shares | Feb 24, 2013 | F | 131 | $84.5125 | D | 2,143 | I | By Spouse |
| Common SharesF6 | Feb 23, 2014 | M | 264 | $86.91 | A | 2,143 | I | By Spouse |
| Common Shares | Feb 23, 2014 | F | 110 | $86.91 | D | 2,143 | I | By Spouse |
| Common Shares | holding | — | — | — | 20,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF7,F8 | — | Mar 2, 2006 | A | 208 | A | — | — | Common Shares | 208 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Mar 1, 2007 | A | 198 | A | — | — | Common Shares | 198 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Mar 12, 2008 | A | 277 | A | — | — | Common Shares | 277 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Feb 25, 2009 | A | 396 | A | — | — | Common Shares | 396 | 829 | I |
| RESTRICTED STOCK UNITSF1,F8 | — | Mar 2, 2009 | M | 208 | D | — | — | Common Shares | 208 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Feb 24, 2010 | A | 313 | A | — | — | Common Shares | 313 | 829 | I |
| RESTRICTED STOCK UNITSF2,F8 | — | Mar 1, 2010 | M | 198 | D | — | — | Common Shares | 198 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Feb 23, 2011 | A | 264 | A | — | — | Common Shares | 264 | 829 | I |
| RESTRICTED STOCK UNITSF3,F8 | — | Mar 12, 2011 | M | 277 | D | — | — | Common Shares | 277 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Feb 22, 2012 | A | 233 | A | — | — | Common Shares | 233 | 829 | I |
| RESTRICTED STOCK UNITSF4,F8 | — | Feb 25, 2012 | M | 396 | D | — | — | Common Shares | 396 | 829 | I |
| RESTRICTED STOCK UNITSF5,F8 | — | Feb 24, 2013 | M | 313 | D | — | — | Common Shares | 313 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Feb 27, 2013 | A | 238 | A | — | — | Common Shares | 238 | 829 | I |
| RESTRICTED STOCK UNITSF6,F8 | — | Feb 23, 2014 | M | 264 | D | — | — | Common Shares | 264 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | Feb 26, 2014 | A | 358 | A | — | — | Common Shares | 358 | 829 | I |
| RESTRICTED STOCK UNITSF7,F8 | — | holding | — | — | — | — | — | Common Shares | 7,432 | 7,432 | D |
Explanation of responses
- F1On March 2, 2006, the reporting person's spouse received a stock unit award in the amount of 208 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on March 2, 2009.
- F2On March 1, 2007, the reporting person's spouse received a stock unit award in the amount of 198 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on March 1, 2010.
- F3On March 12, 2008, the reporting person's spouse received a stock unit award in the amount of 277 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on March 12, 2011.
- F4On February 25, 2009, the reporting person's spouse received a stock unit award in the amount of 396 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on February 25, 2012.
- F5On February 24, 2010, the reporting person's spouse received a stock unit award in the amount of 313 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on February 24, 2013.
- F6On February 23, 2011, the reporting person's spouse received a stock unit award in the amount of 264 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on February 23, 2014.
- F7Restricted Stock Units generally cliff vest on the third anniversary of the grant date.
- F8N/A
Remarks
The reporting person's spouse received annual awards of Restricted Stock Units from 2006 through 2014. The receipt of the awards, and subsequent settlement of the awards in shares of common stock, were not previously reported due to inadvertent administrative error.