SEC Form 4 · accession 0001179110-15-012480
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell D Goldsmith
Officer — Chairman, President and CEO · Director
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Fund Units (SERP)F1,F2 | — | Aug 19, 2015 | A | 698 | A | — | — | Common Stock | 698 | 178,765 | D |
Explanation of responses
- F1The Stock Fund Units accrued as dividend equivalent units on Stock Fund Units already held in the CNC Stock Fund. The number of Stock Fund Units accrued was determined based on the closing price of the CNC Stock on the dividend payable date. Each Stock Fund Unit is the economic equivalent of one share of CNC Common Stock.
- F2The Stock Fund Units will be distributed in CNC stock upon termination, or following retirement on the date or dates specified by the Reporting Person.