SEC Form 4 · accession 0001179110-15-006834
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Carey
Officer — EVP & Chief Financial Officer
Period of report
Apr 28, 2015
Accepted (ET)
Apr 29, 2015 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2015 | M | 45,259 | $23.68 | A | 99,803 | D | |
| Common StockF1 | Apr 28, 2015 | S | 45,259 | $93.30 | D | 54,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $23.68 | Apr 28, 2015 | M | 45,259 | D | — | Mar 5, 2019 | Common Stock | 45,259 | 0 | D |
Explanation of responses
- F1Includes 8,365 shares of City National Coproration common stock held in the Reporting Person's City National Corporation Profit Sharing Plan as of March 31, 2015.
- F2The options vested in four equal installments beginning on March 6, 2010.