SEC Form 4 · accession 0001179110-15-005352
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Warmuth
Officer — EVP of Issuer; Pres. of Sub · Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 23, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2015 | M | 12,000 | $70.85 | A | 67,741 | D | |
| Common StockF2,F1 | Mar 20, 2015 | S | 12,000 | $89.67 | D | 55,741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $70.85 | Mar 20, 2015 | M | 12,000 | D | — | May 24, 2015 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Includes 3,557 shares of City National Corporation common stock held in the Reporting Person's City National Corporation Profit Sharing Plan account as of February 27, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.64 to $89.74, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (2) to this Form 4.
- F3The stock options vested in four equal installments beginning May 25, 2006.