SEC Form 4 · accession 0001179110-15-005114
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell D Goldsmith
Officer — Chairman, President and CEO · Director
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | M | 5,641 | $0.00 | A | 7,679 | D | |
| Common StockF1 | Mar 13, 2015 | D | 5,641 | $88.53 | D | 2,038 | D | |
| Common Stock | holding | — | — | — | 327,931 | I | By the Russell Goldsmith Trust | |
| Common Stock | holding | — | — | — | 7,985 | I | As Trustee of the ELM 2006 Charitable Annuity Lead Trust | |
| Common Stock | holding | — | — | — | 2,860,000 | I | By the Goldsmith Family Partnership | |
| Common Stock | holding | — | — | — | 244,930 | I | By Maple Pine Limited Partnership | |
| Common Stock | holding | — | — | — | 4,134 | I | As Trustee of the Brian Goldsmith 1985 Trust | |
| Common Stock | holding | — | — | — | 2,912 | I | As Trustee of the Kathryn Goldsmith 1985 Trust | |
| Common Stock | holding | — | — | — | 76,222 | I | By B.A. Quintet, LLC | |
| Common Stock | holding | — | — | — | 8 | I | As Trustee of the West LA Investment Trust No. 1-R | |
| Common StockF1 | holding | — | — | — | 2,994 | I | By CNC Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 82,405 | I | As Trustee of the Grove Trust II | |
| Common StockF2 | holding | — | — | — | 750 | I | By Nate Mack L.L.C. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash-Settled Restricted Stock UnitsF3 | $88.53 | Mar 13, 2015 | M | 5,641 | D | — | — | Common Stock | 5,641 | 11,282 | D |
Explanation of responses
- F1Includes 2,994 shares held in the reporting person's City National Corporation Profit Sharing Plan as of February 27, 2015.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities, for purposes of Section 16 or for any other purpose.
- F3Each cash-settled restricted stock unit is valued upon vesting based on the value of one (1) share of City National Corporation common stock and settles in cash on each vesting date. The cash-settled restricted stock units vest in four equal installments beginning on March 14, 2014.