SEC Form 4 · accession 0001179110-15-005046
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bram Goldsmith
Officer — Chairman Emeritus of the Board · Director
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Fund Units (EDCP)F3,F1,F2 | — | Mar 13, 2015 | A | 1,622 | A | — | — | Common Stock | 1,622 | 28,253 | D |
Explanation of responses
- F1These Stock Fund Units were acquired under the Executive Deferred Compensation Plan (EDCP) and convert to stock on a one-for-one basis.
- F2The Stock Fund Units are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person.
- F3The actual number of stock fund units awarded was approximately 1,622.5075 and, therefore, the aggregate number of stock fund units currently beneficially owned by the reporting person is approximately 28,253.5020.