SEC Form 4 · accession 0001179110-15-004223

CITY NATIONAL CORP · CYN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Mar 3, 2015

Accepted (ET)

Mar 4, 2015 · 6:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000201461

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 3, 2015	M	7,900	$68.98	A	9,938	D
Common Stock^F2,F1	Mar 3, 2015	S	7,900	$90.03	D	2,038	D
Common Stock	holding	—	—		—	327,931	I	By the Russell Goldsmith Trust
Common Stock	holding	—	—		—	7,985	I	As Trustee of the ELM 2006 Charitable Annuity Lead Trust
Common Stock	holding	—	—		—	2,860,000	I	By the Goldsmith Family Partnership
Common Stock	holding	—	—		—	244,930	I	By Maple Pine Limited Partnership
Common Stock	holding	—	—		—	4,134	I	As Trustee of the Brian Goldsmith 1985 Trust
Common Stock	holding	—	—		—	2,912	I	As Trustee of the Kathryn Goldsmith 1985 Trust
Common Stock	holding	—	—		—	76,222	I	By B.A. Quintet, LLC
Common Stock	holding	—	—		—	8	I	As Trustee of the West LA Investment Trust No. 1-R
Common Stock^F1	holding	—	—		—	2,994	I	By CNC Profit Sharing Plan
Common Stock	holding	—	—		—	82,405	I	As Trustee of the Grove Trust II
Common Stock^F3	holding	—	—		—	750	I	By Nate Mack L.L.C.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (Right to Buy)^F4	$68.98	Mar 3, 2015	M	7,900	D	—	Mar 10, 2015	Common Stock	7,900	0	D

F1Includes 2,994 shares held in the reporting person's City National Corporation Profit Sharing Plan as of February 27, 2015.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.90 to $90.30, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (2) to this Form 4.
F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities, for purposes of Section 16 or for any other purpose.
F4The stock options vested in four equal installments beginning March 11, 2006.