SEC Form 4 · accession 0001179110-15-004025
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Carey
Officer — EVP & Chief Financial Officer
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2015 | M | 1,121 | $0.00 | A | 55,619 | D | |
| Common StockF1 | Feb 27, 2015 | D | 1,121 | $90.37 | D | 54,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash Settled Restricted Stock UnitsF2 | $0.00 | Feb 27, 2015 | M | 1,121 | D | — | — | Common Stock | 1,121 | 3,365 | D |
Explanation of responses
- F1Includes 8,319 shares of City National Corporation common stock held in Reporting Person's City National Corporation Profit Sharing Plan as of February 27, 2015.
- F2Each cash-settled restricted stock unit is valued upon vesting based on the value of one (1) share of City National Corporation common stock and settles in cash on each vesting date. The cash-settled restricted stock units vest annually in four equal installments beginning on February 27, 2015. No shares are issued in connection with the vesting of the cash-settled restricted stock units.