SEC Form 4 · accession 0001179110-15-003732
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Warmuth
Officer — EVP of Issuer; Pres. of Sub · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2015 | A | 6,079 | $0.00 | A | 55,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $90.48 | Feb 25, 2015 | A | 23,585 | A | — | Feb 24, 2025 | Common Stock | 23,585 | 23,585 | D |
Explanation of responses
- F1These shares of Common Stock constitute grants of restricted stock acquired from the issuer pursuant to the issuer's 2008 Omnibus Plan, as amended.
- F2Includes 3,453 shares of City National Corporation common stock held in the Reporting Person's City National Corporation Profit Sharing Plan as of January 31, 2015.
- F3The options vest in four equal installments beginning on February 25, 2016.