SEC Form 4 · accession 0001179110-15-003719
CITY NATIONAL CORP · CYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Carey
Officer — EVP & Chief Financial Officer
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000201461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2015 | M | 15,000 | $68.98 | A | 67,295 | D | |
| Common StockF2,F1 | Feb 26, 2015 | S | 12,873 | $90.79 | D | 54,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $68.98 | Feb 26, 2015 | M | 15,000 | D | — | Mar 10, 2015 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Includes 8,243 shares of City National Coproration common stock held in the Reporting Person's City National Corporation Profit Sharing Plan as of January 31, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.78 to $90.87, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (2) to this Form 4.
- F3The options vested in four equal installments beginning on March 11, 2006.