SEC Form 4 · accession 0001193125-26-259704
Calumet, Inc. /DE · CLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heritage Group
10% Owner · Other
Period of report
Jun 5, 2026
Accepted (ET)
Jun 5, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002013745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2026 | G | 540,000 | $0.00 | D | 12,440,211 | D | |
| Common StockF2 | holding | — | — | — | 1,200,000 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 882,974 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction represents a charitable donation of shares of Common Stock by the Reporting Person to The J.E. Fehsenfeld Family Foundation, Inc., a tax-qualified private foundation.
- F2The Reporting Person beneficially owns 1,200,000 shares of Common Stock that are owned directly by The Heritage Group Investment Company, LLC, an Indiana manager-managed limited liability company ("Investment LLC"), for which the Reporting Person serves as the Manager. The Reporting Person disclaims beneficial ownership of the Common Stock directly held by Investment LLC, except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- F3The reported securities are directly held by Lumet Investments, Inc. (f/k/a Calumet, Incorporated), an Indiana corporation ("Lumet Investments"). The Reporting Person is an indirect shareholder of Lumet Investments through Asphalt Materials, Inc. ("AMI"). The Reporting Person does not control AMI and therefore disclaims beneficial ownership of the Common Stock directly held by Lumet Investments, except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.