SEC Form 4 · accession 0001140361-26-033942
Anteris Technologies Global Corp. · AVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David St Denis
Officer — Chief Operating Officer · Director
Period of report
Aug 19, 2026
Accepted (ET)
Aug 20, 2026 · 7:49 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002011514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2026 | M | 60,000 | $5.65 | A | 161,082 | D | |
| Common Stock | Aug 19, 2026 | F | 45,072 | $9.58 | D | 116,010 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $5.65 | Aug 19, 2026 | M | 60,000 | D | — | Sep 23, 2026 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date.