SEC Form 4 · accession 0001140361-26-024693
Anteris Technologies Global Corp. · AVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew McDonnell
Officer — Chief Financial Officer
Period of report
Jun 5, 2026
Accepted (ET)
Jun 9, 2026 · 8:56 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002011514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 5, 2026 | M | 2,001 | $4.84 | A | 2,001 | I | See Footnote |
| Common StockF1,F2,F3 | Jun 5, 2026 | M | 60,000 | $6.32 | A | 62,001 | I | See Footnote |
| Common StockF1,F2,F3 | Jun 5, 2026 | F | 39,595 | $9.83 | D | 22,406 | I | See Footnote |
| Common StockF1 | holding | — | — | — | 27,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock optionsF6,F2,F4 | $4.84 | Jun 5, 2026 | M | 2,001 | D | — | Jul 12, 2029 | Common Stock | 2,001 | 0 | I |
| Stock optionsF6,F2,F5 | $6.32 | Jun 5, 2026 | M | 60,000 | D | — | Sep 23, 2026 | Common Stock | 60,000 | 0 | I |
Explanation of responses
- F1Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon settlement of the stock options. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. CDIs confer the beneficial ownership of the Issuer's common stock on each CDI holder, with the legal title to such securities held by CHESS Depositary Nominees Pty Limited.
- F2All US dollar amounts in this column have been converted from Australian dollars using the spot exchange rate on June 5, 2026, which was approximately A$1.00 to $0.7121.
- F3Held by Citicorp Nominees Pty Ltd as custodian for Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares.
- F4On June 14, 2019, the Reporting Person was granted 2,001 stock options, which vested in approximately equal installments on July 12, 2020, July 12, 2021 and July 12, 2022, subject to the Reporting Person's continued service through each vesting date.
- F5On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date.
- F6The stock options are held by Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares.