SEC Form 4 · accession 0001628280-26-040963
TWFG, Inc. · TWFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Doak
Director
Period of report
Jun 3, 2026
Accepted (ET)
Jun 4, 2026 · 6:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002007596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jun 3, 2026 | P | 22,994 | $18.62 | A | 746,722 | I | See Footnote 2 |
| Class A Common StockF2 | Jun 4, 2026 | P | 11,000 | $19.09 | A | 757,722 | I | See Footnote 2 |
| Class A Common StockF1 | holding | — | — | — | 10,117 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock reported herein include 4,000 restricted stock units ("RSUs") previously granted to the reporting person in his capacity as a director of the issuer. The RSUs vest in full on the first anniversary of their grant date, subject to his continued service as a director through the vesting date.
- F2745,900 shares of Class A Common Stock reported herein are held directly by Griffin Highline Capital LLC. Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital LLC and has sole voting and dispositive power over the shares held by Griffin Highline Capital LLC. 11,822 shares of Class A Common Stock reported herein are directly held by Dallas Specialty Insurance Company, which is controlled by Griffin Highline Capital LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by either Griffin Highline Capital LLC or Dallas Specialty Insurance Company, except to the extent of his pecuniary interests therein.