SEC Form 4 · accession 0001628280-26-061756
Smurfit Westrock plc · SW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Bowles
Officer — Executive VP and CFO · Director
Period of report
Sep 10, 2026
Accepted (ET)
Sep 14, 2026 · 11:24 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002005951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Sep 10, 2026 | A | 140 | $0.00 | A | 174,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (PSP)F1,F3 | $0.00 | Sep 10, 2026 | A | 458 | A | — | — | Ordinary Shares | 458 | 43,228 | D |
Explanation of responses
- F1In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
- F2Includes 38,980 restricted stock units which are scheduled to vest in three equal annual installments on the first anniversary of the grant date.
- F3The 43,228 restricted stock units vest and are due to settle in February 2027.