SEC Form 4 · accession 0001225208-18-015372
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joaquin Duato
Officer — Vice Chair, Exec Committee
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2018 | M | 19,293 | $62.20 | A | 112,848 | D | |
| Common Stock | Nov 7, 2018 | M | 15,577 | $65.37 | A | 128,425 | D | |
| Common Stock | Nov 7, 2018 | M | 5,130 | $58.33 | A | 133,555 | D | |
| Common StockF1 | Nov 7, 2018 | S | 40,000 | $144.362 | D | 93,555 | D | |
| Common StockF2 | holding | — | — | — | 636 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $62.20 | Nov 7, 2018 | M | 19,293 | D | Jan 11, 2014 | Jan 8, 2021 | Common Stock | 19,293 | 0 | D |
| Employee Stock Options (Right to Buy) | $65.37 | Nov 7, 2018 | M | 15,577 | D | Jan 18, 2015 | Jan 17, 2022 | Common Stock | 15,577 | 84,423 | D |
| Employee Stock Options (Right to Buy) | $58.33 | Nov 7, 2018 | M | 5,130 | D | Feb 10, 2012 | Feb 8, 2019 | Common Stock | 5,130 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $144.31 to $144.484. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (10/31/2018).