SEC Form 4 · accession 0001225208-18-002814
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Kapusta
Officer — Controller, CAO
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2018 | M | 2,702 | $0.00 | A | 32,666 | D | |
| Common StockF2 | Feb 9, 2018 | F | 795 | $128.18 | D | 31,871 | D | |
| Common StockF3 | holding | — | — | — | 123 | I | By 401k | |
| Common StockF4 | holding | — | — | — | 623 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1 | — | Feb 9, 2018 | M | 2,702 | D | Feb 9, 2018 | — | Common Stock | 2,702 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.
- F2Shares withheld for payment of taxes upon vesting of Restricted Share Units.
- F3Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2018).
- F4Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2018).