SEC Form 4 · accession 0001225208-18-002809
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Fasolo
Officer — Exec VP, Chief HR Officer
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2018 | M | 5,830 | $0.00 | A | 69,992 | D | |
| Common StockF2 | Feb 9, 2018 | F | 2,015 | $128.18 | D | 67,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1 | — | Feb 9, 2018 | M | 5,830 | D | Feb 9, 2018 | — | Common Stock | 5,830 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.
- F2Shares withheld for payment of taxes upon vesting of Restricted Share Units.