SEC Form 4 · accession 0001225208-17-012890
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulus Stoffels
Officer — Exec VP, Chief Scientific Off
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | M | 102,692 | $72.54 | A | 230,342 | D | |
| Common StockF1 | Jul 24, 2017 | S | 102,692 | $133.1421 | D | 127,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $72.54 | Jul 24, 2017 | M | 102,692 | D | Jan 17, 2016 | Jan 13, 2023 | Common Stock | 102,692 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $133.00 to $133.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.