SEC Form 4 · accession 0001225208-17-012818
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic J Caruso
Officer — Exec VP, Finance; CFO
Period of report
Jul 20, 2017
Accepted (ET)
Jul 24, 2017 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2017 | M | 82,591 | $61.75 | A | 226,693 | D | |
| Common StockF1 | Jul 20, 2017 | S | 82,591 | $136.7156 | D | 144,102 | D | |
| Common StockF2 | holding | — | — | — | 98 | I | By 401k | |
| Common StockF3 | holding | — | — | — | 225 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $61.75 | Jul 20, 2017 | M | 82,591 | D | Feb 12, 2011 | Feb 10, 2018 | Common Stock | 82,591 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $136.715 to $136.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (6/30/2017).
- F3Shares held in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (6/30/2017).