SEC Form 4 · accession 0001225208-17-005403
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Kapusta
Officer — Controller, CAO
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | M | 14,543 | $72.54 | A | 44,507 | D | |
| Common StockF1 | Feb 28, 2017 | S | 14,543 | $122.255 | D | 29,964 | D | |
| Common StockF2 | holding | — | — | — | 109 | I | By 401k | |
| Common StockF3 | holding | — | — | — | 623 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F4 | $72.54 | Feb 28, 2017 | M | 14,543 | D | Jan 17, 2016 | Jan 13, 2023 | Common Stock | 14,543 | 14,544 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $122.25 to $122.285. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (2/28/2017).
- F3Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (2/28/2017).
- F4Vested and exercisable one day after the third anniversary of the date of the grant.