SEC Form 4 · accession 0001225208-17-003261
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Gorsky
Officer — Chairman, CEO
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | M | 33,720 | $0.00 | A | 210,569 | D | |
| Common StockF2 | Feb 10, 2017 | F | 14,251 | $115.13 | D | 196,318 | D | |
| Common StockF3 | holding | — | — | — | 426 | I | By 401k | |
| Common StockF4 | holding | — | — | — | 1,074 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1 | — | Feb 10, 2017 | M | 33,720 | D | Feb 10, 2017 | — | Common Stock | 33,720 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 10, 2014, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.
- F2Shares withheld for payment of taxes upon vesting of Restricted Share Units.
- F3Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2017).
- F4Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2017).