SEC Form 4 · accession 0001225208-17-002311
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H Ullmann
Officer — Exec VP, General Counsel
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 27,735 | $65.62 | A | 119,190 | D | |
| Common StockF1 | Feb 1, 2017 | S | 21,735 | $112.8798 | D | 97,455 | D | |
| Common StockF2 | holding | — | — | — | 222 | I | By 401k | |
| Common StockF3 | holding | — | — | — | 1,287 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $65.62 | Feb 1, 2017 | M | 27,735 | D | Feb 13, 2010 | Feb 10, 2017 | Common Stock | 27,735 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $112.790 to $112.970. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (01/31/2017).
- F3Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2017).