SEC Form 4 · accession 0001225208-16-037012
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Kapusta
Officer — Controller, CAO
Period of report
Jul 21, 2016
Accepted (ET)
Jul 25, 2016 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2016 | M | 2,935 | $58.33 | A | 28,660 | D | |
| Common Stock | Jul 22, 2016 | S | 2,935 | $125.007 | D | 25,725 | D | |
| Common StockF1 | holding | — | — | — | 95 | I | By 401k | |
| Common StockF2 | holding | — | — | — | 623 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $58.33 | Jul 21, 2016 | M | 2,935 | D | Feb 10, 2012 | Feb 8, 2019 | Common Stock | 2,935 | 0 | D |
Explanation of responses
- F1Shares held in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (6/30/2016).
- F2Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (6/30/2016).
- F3Vested and exercisable one day after the third anniversary of the date of the grant.