SEC Form 4 · accession 0001225208-16-033253
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Kapusta
Officer — Controller, CAO
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 3,957 | $58.33 | A | 29,682 | D | |
| Common Stock | May 10, 2016 | S | 3,957 | $114.773 | D | 25,725 | D | |
| Common StockF1 | holding | — | — | — | 90 | I | By 401k | |
| Common StockF2 | holding | — | — | — | 623 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $58.33 | May 10, 2016 | M | 3,957 | D | Feb 10, 2012 | Feb 8, 2019 | Common Stock | 3,957 | 5,935 | D |
Explanation of responses
- F1Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (4/30/2016).
- F2Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (4/30/2016).