SEC Form 4 · accession 0001225208-16-025660
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Fasolo
Officer — VP, Global Human Resources
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 6,817 | $72.54 | A | 44,552 | D | |
| Common StockF1 | Feb 2, 2016 | S | 6,817 | $104.091 | D | 37,735 | D | |
| Common Stock | Feb 3, 2016 | M | 144,568 | $72.54 | A | 182,303 | D | |
| Common StockF2 | Feb 3, 2016 | S | 144,568 | $104.12 | D | 37,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $72.54 | Feb 2, 2016 | M | 6,817 | D | Jan 17, 2016 | Jan 13, 2023 | Common Stock | 6,817 | 144,568 | D |
| Employee Stock Options (Right to Buy) | $72.54 | Feb 3, 2016 | M | 144,568 | D | Jan 17, 2016 | Jan 13, 2023 | Common Stock | 144,568 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $104.00 to $104.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $104.00 to $104.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.