SEC Form 4 · accession 0001225208-16-024568
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic J Caruso
Officer — VP, Finance; CFO
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2016 | M | 11,602 | $0.00 | A | 100,336 | D | |
| Common StockF2 | Jan 15, 2016 | F | 3,875 | $97.12 | D | 96,461 | D | |
| Common StockF3 | holding | — | — | — | 85 | I | By 401k | |
| Common StockF4 | holding | — | — | — | 225 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1 | — | Jan 15, 2016 | M | 11,602 | D | Jan 16, 2016 | — | Common Stock | 11,602 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on January 16, 2013, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.
- F2Shares withheld for payment of taxes upon vesting of Restricted Share Units.
- F3Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (12/31/2015).
- F4Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (12/31/2015).