SEC Form 4 · accession 0001225208-15-021347
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H Ullmann
Officer — VP, General Counsel
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 22,626 | $58.34 | A | 94,878 | D | |
| Common StockF1 | Nov 20, 2015 | S | 17,650 | $102.467 | D | 77,228 | D | |
| Common StockF2 | holding | — | — | — | 170 | I | By 401k | |
| Common StockF3 | holding | — | — | — | 1,287 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $58.34 | Nov 20, 2015 | M | 22,626 | D | Feb 14, 2009 | Feb 12, 2016 | Common Stock | 22,626 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from 102.467 to 102.470. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (10/30/2015).
- F3Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (10/30/2015).