SEC Form 4 · accession 0001225208-15-010720
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulus Stoffels
Officer — Chief Scientific Officer
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2015 | M | 160,133 | $65.37 | A | 213,173 | D | |
| Common Stock | Apr 28, 2015 | M | 24,920 | $62.20 | A | 238,093 | D | |
| Common Stock | Apr 28, 2015 | M | 24,521 | $62.62 | A | 262,614 | D | |
| Common Stock | Apr 28, 2015 | M | 19,109 | $61.75 | A | 281,723 | D | |
| Common StockF2 | Apr 28, 2015 | S | 187,250 | $100.7324 | D | 94,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $62.20 | Apr 28, 2015 | M | 24,920 | D | Jan 11, 2014 | Jan 8, 2021 | Common Stock | 24,920 | 0 | D |
| Employee Stock Options (Right to Buy) | $65.37 | Apr 28, 2015 | M | 160,133 | D | Jan 18, 2015 | Jan 14, 2022 | Common Stock | 160,133 | 0 | D |
| Employee Stock Options (Right to Buy) | $62.62 | Apr 28, 2015 | M | 24,521 | D | Feb 9, 2013 | Feb 7, 2020 | Common Stock | 24,521 | 0 | D |
| Employee Stock Options (Right to Buy) | $61.75 | Apr 28, 2015 | M | 19,109 | D | Feb 12, 2011 | Feb 10, 2018 | Common Stock | 19,109 | 0 | D |
Explanation of responses
- F1Shares sold to cover exercise price and taxes owed upon exercise of option.
- F2This transaction was executed in multiple trades at prices ranging from $100.63 to $100.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.