SEC Form 4 · accession 0001718133-26-000002
Octagon XAI CLO Income Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Yogi Spence
Officer — Adviser Personnel
Period of report
Jun 1, 2026
Accepted (ET)
Jun 10, 2026 · 8:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002000645
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 5.75% Series 2027 Term Preferred SharesF3 | Jun 1, 2026 | P$0 | 200,000 | $0.00 | A | 2,000,000 | I | XMS Holdings LLC |
| 5.75% Series 2027 Term Preferred Shares | Jun 1, 2026 | P$0 | 100,000 | $0.00 | A | 1,000,000 | D | |
| Class I SharesF1 | holding | — | — | — | 4,000 | I | XA Investments LLC | |
| Class I SharesF2 | holding | — | — | — | 1,607 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Class I Shares owned by XA Investments LLC ("XAI"), the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Spence by virtue of his control of XAI.
- F2Shares beneficially owned reflect 556.88 received through the OCTIX Dividend Reinvestment Plan.
- F35.75% Series 2027 Term Preferred Shares owned by XMS Holdings ("XMS"), an affiliate of the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Spence by virtue of his control of XMS.