SEC Form 4 · accession 0001213900-26-092588
Proficient Auto Logistics, Inc · PAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy F. Rice
Officer — President and COO
Period of report
Aug 14, 2026
Accepted (ET)
Aug 21, 2026 · 4:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001998768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2026 | M | 21,555 | $0.00 | A | 39,940 | D | |
| Common StockF1 | Aug 19, 2026 | S | 5,808 | $5.61 | D | 34,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Aug 14, 2026 | M | 21,555 | A | — | — | Common Stock | 21,555 | 21,556 | D |
Explanation of responses
- F1The Reporting Person sold 5,808 shares of the Issuer's common stock upon the vesting of restricted stock units solely to satisfy tax withholding obligations incurred upon vesting. This transaction was executed in multiple trades at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- F2Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027. These restricted stock units convert into common stock on a one-to-one basis.