SEC Form 3 · accession 0001213900-26-090941
Proficient Auto Logistics, Inc · PAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Jeffrey Smith
Officer — Senior VP of Administration
Period of report
Aug 6, 2026
Accepted (ET)
Aug 17, 2026 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001998768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 10,112 | — | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 8,299 | — | D |
Explanation of responses
- F1On March 24, 2025, the Reporting Person was awarded 15,167 restricted stock units that vest in equal installments on each of March 24, 2026, 2027 and 2028. The restricted stock units that vested on March 24, 2026 are not included in the total in Table II and are included in Table 1. These restricted stock units convert into common stock on a one-for-one basis.
- F2On February 13, 2026, the Reporting Person was awarded 8,299 restricted stock units that vest in equal installments on each of February 13, 2027, 2028 and 2029. These restricted stock units convert into common stock on a one-for-one basis.
Remarks
Ex. 24 - Power of Attorney