SEC Form 4 · accession 0001104659-26-108764
Yuanbao Inc. · YB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ying Dana Li
Officer — Chief Operating Officer · Director
Period of report
Sep 16, 2026
Accepted (ET)
Sep 18, 2026 · 9:20 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001995520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $2.00 | Sep 16, 2026 | A | 150,000 | A | — | Sep 16, 2036 | Class A ordinary shares | 150,000 | 150,000 | D |
| Restricted Share UnitsF2 | — | Sep 16, 2026 | A | 240,000 | A | — | — | Class A ordinary shares | 240,000 | 480,000 | D |
| Restricted Share UnitsF2,F3 | — | Sep 16, 2026 | M | 72,000 | D | — | — | Class A ordinary shares | 72,000 | 408,000 | D |
| American Depositary SharesF3 | — | Sep 16, 2026 | M | 12,000 | A | — | — | Class A ordinary shares | 72,000 | 13,627 | D |
| American Depositary SharesF4,F3 | — | Sep 16, 2026 | F | 4,397 | D | — | — | Class A ordinary shares | 26,382 | 9,230 | D |
Explanation of responses
- F1The options are expected to vest in four equal installments of 25% of the total grant on each of September 16, 2027, September 16, 2028, September 16, 2029 and September 16, 2030. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
- F2These restricted share units (the "RSUs") are expected to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% of the total grant on each of September 16, 2026 (the "Vesting"), December 16, 2026, March 16, 2027, June 16, 2027, September 16, 2027, December 16, 2027, March 16, 2028 and June 16, 2028, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting. The restricted share units do not have expiration dates.
- F3Represents American Depositary Share ("ADS") acquired upon the Vesting. Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.
- F4Represents ADSs withheld to satisfy applicable tax withholding obligations in connection with the Vesting. The number of ADSs reported as withheld is estimated based on the closing price of the Company's ADSs of US$12.44 on September 16, 2026, and will be revised by amendment, if necessary, to reflect the actual number of ADSs withheld.