SEC Form 3 · accession 0000929638-26-002666
enGene Therapeutics Inc. · ENGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen P. Richton
Officer — SVP, Finance and Treasurer
Period of report
Jul 16, 2026
Accepted (ET)
Jul 22, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001980845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 6,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.39 | holding | — | — | — | — | Jan 29, 2035 | Common Shares | 45,000 | — | D |
| Stock Option (Right to Buy)F3 | $9.53 | holding | — | — | — | — | Jan 30, 2036 | Common Shares | 13,900 | — | D |
| Stock Option (Right to Buy)F4 | $1.75 | holding | — | — | — | — | Jun 16, 2036 | Common Shares | 105,000 | — | D |
Explanation of responses
- F1Consists of 6,900 unvested restricted stock units (RSUs) granted to the Reporting Person on January 30, 2026 pursuant to the Issuer's Amended and Restated 2023 Incentive Equity Plan (the "Plan"), which are scheduled to vest annually in substantially equal amounts for four years, commencing January 15, 2027, subject to the Reporting Person's continued service. Each RSU represents a contingent right to receive one common share of the Issuer.
- F2Non-qualified stock option grant awarded as an inducement award outside of the Plan in accordance with NASDAQ Listing Rule 5635(c)(4). This option vested at 25% on January 27, 2026, with the remaining portion to vest monthly in substantially equal amounts for the following 36 months, subject to the Reporting Person's continued service.
- F3This option vests monthly in substantially equal amounts for 48 months, commencing January 30, 2026, subject to the Reporting Person's continued service.
- F4This option vests monthly in substantially equal amounts for 48 months, commencing June 16, 2026, subject to the Reporting Person's continued service.
Remarks
Exhibit 24 - Power of Attorney