SEC Form 4 · accession 0001213900-26-101592
NEONC TECHNOLOGIES HOLDINGS, INC. · NTHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keithly Garnett
Officer — CFO
Period of report
Sep 15, 2026
Accepted (ET)
Sep 18, 2026 · 9:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001979414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 15, 2026 | S | 5,000 | $3.3618 | A | 237,357 | D | |
| Common StockF3 | holding | — | — | — | 44,053 | I | By HCWG LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2026.
- F2Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
- F3Reporting Person is the beneficial onwer of such shares by virtue of being the sole member of The Hilkiah Group LLC ("Hilkiah"), which holds a 4.3% interest in HCWG LLC, a Delaware limited liability company ("HCWG"). HCWG is the direct holder of such shares.