SEC Form 4 · accession 0001213900-26-100265
NEONC TECHNOLOGIES HOLDINGS, INC. · NTHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keithly Garnett
Officer — CFO
Period of report
Sep 14, 2026
Accepted (ET)
Sep 15, 2026 · 8:44 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001979414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 14, 2026 | P | 257 | $3.8948 | A | 242,357 | D | |
| Common StockF4 | holding | — | — | — | 44,053 | I | By HCWG LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
- F2Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.87 to $3.92 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F3Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
- F4Reporting Person is the beneficial onwer of such shares by virtue of being the sole member of The Hilkiah Group LLC ("Hilkiah"), which holds a 4.3% interest in HCWG LLC, a Delaware limited liability company ("HCWG"). HCWG is the direct holder of such shares.