SEC Form 4 · accession 0001213900-26-099422
NEONC TECHNOLOGIES HOLDINGS, INC. · NTHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amir F Heshmatpour
Officer — CEO, President · Director · 10% Owner
Period of report
Sep 11, 2026
Accepted (ET)
Sep 14, 2026 · 6:00 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001979414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 11, 2026 | P | 37,000 | $3.6654 | A | 3,133,000 | D | |
| Common StockF4 | holding | — | — | — | 256,120 | I | By HCWG LLC | |
| Common StockF5 | holding | — | — | — | 550,000 | I | By KIG LLC | |
| Common StockF6 | holding | — | — | — | 3,714,020 | I | By AFH Holdings & Advisory, LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
- F2Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.66 to $3.68 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F3Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
- F4Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
- F5Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F6Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.