SEC Form 4 · accession 0001213900-26-090894
NEONC TECHNOLOGIES HOLDINGS, INC. · NTHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amir F Heshmatpour
Officer — CEO, President · Director · 10% Owner
Period of report
Aug 14, 2026
Accepted (ET)
Aug 17, 2026 · 6:49 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001979414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F4 | Aug 14, 2026 | P | 12,000 | $3.7883 | A | 3,084,000 | D | |
| Common StockF1,F3,F4 | Aug 17, 2026 | P | 3,000 | $4.3733 | A | 3,087,000 | D | |
| Common StockF5 | holding | — | — | — | 256,120 | I | By HCWG LLC | |
| Common StockF6 | holding | — | — | — | 550,000 | I | By KIG LLC | |
| Common StockF7 | holding | — | — | — | 3,714,020 | I | By AFH Holdings & Advisory, LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices.
- F2Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.75 to $3.98 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F3Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.09 to $4.94 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F4Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
- F5Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
- F6Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F7Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.