SEC Form 4 · accession 0001225208-26-007046
Gouverneur Bancorp, Inc./MD/ · GOVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry J Leader
Director
Period of report
Aug 7, 2026
Accepted (ET)
Aug 10, 2026 · 4:57 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001978811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2026 | W | 60 | $0.00 | A | 10,053 | D | |
| Common StockF1 | Aug 7, 2026 | M | 542 | $12.20 | A | 10,843 | D | |
| Common StockF2 | holding | — | — | — | 992 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $12.20 | Aug 7, 2026 | M | 542 | D | Feb 11, 2026 | Feb 11, 2035 | Common Stock | 542 | 2,170 | D |
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Award and that have subsequently vested.
- F2Stock Awards granted pursuant to the Gouverneur Bancorp, Inc. 2025 Equity Incentive Plan vest in five equal annual installments commencing on February 11, 2026.
- F3Stock Options granted pursuant to the Gouverneur Bancorp, Inc. 2025 Equity Incentive Plan vest in five approximately equal annual installments commencing on February 11, 2026.