SEC Form 4 · accession 0001228532-18-000053
CHESAPEAKE UTILITIES CORP · CPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Moriarty
Officer — Sr. VP, Gen Counsel, Corp Sec
Period of report
Jul 5, 2018
Accepted (ET)
Dec 7, 2018 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 5, 2018 | J | 9 | $84.6919 | A | 2,144 | D | |
| Common StockF2 | Jul 5, 2018 | L | 11 | $84.6919 | A | 2,155 | D | |
| Common StockF2 | Aug 6, 2018 | L | 24 | $83.675 | A | 2,179 | D | |
| Common StockF2 | Sep 5, 2018 | L | 23 | $87.3142 | A | 2,202 | D | |
| Common StockF1 | Oct 5, 2018 | J | 10 | $82.8743 | A | 2,212 | D | |
| Common StockF2 | Oct 5, 2018 | L | 24 | $82.8743 | A | 2,236 | D | |
| Common StockF2 | Nov 5, 2018 | L | 25 | $80.6196 | A | 2,261 | D | |
| Common StockF2,F3 | Dec 5, 2018 | P | 23 | $80.60 | A | 2,284 | D | |
| Common StockF4 | holding | — | — | — | 118 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired by the reporting person since last filing through reinvestment of dividends under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
- F2Represents shares acquired by the reporting person since last filing under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
- F3As of December 5, 2018, common stock purchases for the reporting individual through Chesapeake Utilities Corporation's Dividend Reinvestment and Stock Purchase Plan have exceeded the aggregated small acquisition market value of $10,000, as set forth in Rule 16a-6, and are therefore being reported prior to a Form 5 filing.
- F4Includes 71 shares of common stock that the reporting person acquired under the 401k Plan via an employer supplemental contribution that was funded in shares of Chesapeake Utilities Corporation common stock in July 2018. Dividends payable on 401k Plan shares were reinvested to purchase 3 additional shares of Chesapeake Utilities Corporation common stock since last filing.